FFINRA Rule 3310: Each firm must provide AML training on at least an annual basis. Due to strong demand, we have created a powerpoint training program you can follow to comply with the FFINRA rule.
Our anti-money laundering training program can help you ensure that all of your employees know best practices for preventing money laundering. This can include staying aware of red flags, such as large transactions or frequent deposits, and understanding common suspicious activities. In addition to being able to identify red flags, this training also includes how to properly report these suspicious situations.
The Anti-Money Laundering Training Program Includes:
- Background: Bank Secrecy Act/ Patriot Act/ FinCen/ Financial Institutions/
- Lender vrs Originator
- Customer identification
- Financial institutions
- Reportable activity
- Money laundering
- AML requirements
- When to file a SARs report
- Reportable actions
- Red Flags
- Mortgage fraud Red Flags
- SARs reporting deadlines
- Retention of records
- Confidentiality
- Safe Harbor
- What employees need to do
- Civil & criminal penalties for non compliance
Order Your Training Today
Majestic Security, LLC makes anti-money laundering training easy! To learn more about our services, call our Mason, OH, team today at 513-259-1312.
